SIE

Let Galvanized Financial launch your career into Financial Services with YOU successfully passing the SIE (Securities Industry essentials) Exam

What is the SIE exam?

Overview

The Securities Industry Essentials® (SIE®) Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.The SIE is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to prospective employers. Association with a firm is not required to take the SIE, and results are valid for four years.

With no financial background or experience, the SIE is a “co-requisite” for an individual to sit for the well-known Series 6, and or Series 7 FINRA exams.

Individuals who want to pursue a career in finance as an advisor, trader, financial consultant would typically be the ideal individual for the SIE exam.

Galvanized Financial has partnered with Kaplan Financial to bring you a Live, and interactive course to arm you with EVERYTHING you need to pass this difficult exam.

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